Hartford to Pay $55 Million to Settle Directed Brokerage Charges: "The Securities and Exchange Commission today announced that three subsidiaries of Hartford Financial Services Group, Inc. will pay $55 million to settle charges that they misrepresented and failed to disclose to fund shareholders and the funds' Boards of Directors their use of fund assets to pay for the marketing and distribution of Hartford mutual funds and annuities"
Wednesday, November 08, 2006
Subscribe to:
Post Comments (Atom)
Posts
No comments:
Post a Comment